feat:热点库存问题

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amos
2026-02-25 16:34:37 +08:00
parent 65dad098bc
commit 49bdce2993
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# 乐观锁方案(当前实现)
## 方案概述
乐观锁是一种无锁的并发控制机制通过版本号version来检测数据是否被其他事务修改。适用于读多写少、冲突率较低的场景。
## 核心原理
### 工作流程
```
用户A读取库存 (version=1, stock=100)
用户B读取库存 (version=1, stock=100)
用户A扣减库存 (version=1 → 2, stock=99) ✓ 成功
用户B扣减库存 (version=1 → 2, stock=99) ✗ 失败version不匹配
用户B重试读取最新库存 (version=2, stock=99)
用户B扣减库存 (version=2 → 3, stock=98) ✓ 成功
```
### 关键机制
通过 MyBatis-Plus 的 `@Version` 注解实现:
```java
@Version
private Integer version;
```
更新时自动添加 version 条件:
```sql
UPDATE inventory
SET remaining_stock = remaining_stock - #{quantity},
version = version + 1,
update_time = NOW()
WHERE inventory_code = #{inventoryCode}
AND version = #{version}
```
## 代码实现
### 实体类定义
```java
@Data
@TableName("inventory")
public class InventoryDO implements Serializable {
@TableId(type = IdType.AUTO)
private Long id;
private String inventoryCode;
private String routeCode;
private String scheduleCode;
private Integer totalStock;
private Integer soldStock;
private Integer remainingStock;
// 乐观锁版本号
@Version
private Integer version;
private LocalDateTime createTime;
private LocalDateTime updateTime;
}
```
### Repository 实现
```java
@Repository
public class InventoryRepositoryImpl implements InventoryRepository {
@Autowired
private InventoryMapper inventoryMapper;
@Override
public boolean updateWithVersion(InventoryDO inventory) {
// MyBatis-Plus 自动处理 version 字段
int rows = inventoryMapper.updateById(inventory);
return rows > 0;
}
@Override
public InventoryDO findByInventoryCode(String inventoryCode) {
return inventoryMapper.selectOne(
Wrappers.lambdaQuery(InventoryDO.class)
.eq(InventoryDO::getInventoryCode, inventoryCode)
);
}
}
```
### Service 实现
```java
private Result<Boolean> lockFixedScheduleInventory(InventoryOperationDTO dto) {
// 查询班次
FixedScheduleDO schedule = fixedScheduleRepository.getOne(
Wrappers.lambdaQuery(FixedScheduleDO.class)
.eq(FixedScheduleDO::getScheduleCode, dto.getScheduleCode())
);
if (schedule == null) {
return Result.fail("SCHEDULE_NOT_FOUND", "班次不存在");
}
// 查询库存(包含 version
InventoryDO inventory = inventoryRepository.findByInventoryCode(
schedule.getInventoryCode()
);
if (inventory == null) {
return Result.fail("INVENTORY_NOT_FOUND", "库存不存在");
}
Integer beforeQty = inventory.getRemainingStock();
// 扣减库存
inventory.setRemainingStock(inventory.getRemainingStock() - dto.getQuantity());
inventory.setUpdateTime(LocalDateTime.now());
// 使用乐观锁更新(自动检查 version
boolean success = inventoryRepository.updateWithVersion(inventory);
if (!success) {
return Result.fail("INVENTORY_LOCK_FAILED",
"库存锁定失败,可能库存不足或并发冲突");
}
// 记录日志
saveInventoryLog(
OrderTypeEnum.FIXED.getCode(),
dto.getScheduleCode(),
null,
schedule.getInventoryCode(),
InventoryOperationTypeEnum.LOCK.getCode(),
dto.getQuantity(),
beforeQty,
beforeQty - dto.getQuantity(),
dto.getOrderNo(),
"锁定库存"
);
return Result.success(true);
}
```
## 数据库表结构
```sql
CREATE TABLE `inventory` (
`id` BIGINT NOT NULL AUTO_INCREMENT COMMENT '主键ID',
`inventory_code` VARCHAR(64) NOT NULL COMMENT '库存编码',
`route_code` VARCHAR(64) NOT NULL COMMENT '线路编码',
`schedule_code` VARCHAR(64) COMMENT '班次编码',
`total_stock` INT NOT NULL DEFAULT 0 COMMENT '总库存',
`sold_stock` INT NOT NULL DEFAULT 0 COMMENT '已售数量',
`remaining_stock` INT NOT NULL DEFAULT 0 COMMENT '剩余库存',
`version` INT NOT NULL DEFAULT 0 COMMENT '乐观锁版本号',
`create_time` DATETIME NOT NULL DEFAULT CURRENT_TIMESTAMP COMMENT '创建时间',
`update_time` DATETIME NOT NULL DEFAULT CURRENT_TIMESTAMP ON UPDATE CURRENT_TIMESTAMP COMMENT '更新时间',
PRIMARY KEY (`id`),
UNIQUE KEY `uk_inventory_code` (`inventory_code`),
KEY `idx_route_code` (`route_code`),
KEY `idx_schedule_code` (`schedule_code`)
) ENGINE=InnoDB DEFAULT CHARSET=utf8mb4 COMMENT='库存表';
```
## 性能分析
### 优势
- **实现简单**:只需添加 version 字段和注解
- **无锁开销**:不会阻塞其他事务
- **适合低冲突**:冲突率低时性能优秀
- **数据库压力小**:不需要持有锁
### 劣势
- **高并发失败率高**:冲突时需要重试
- **重试开销**:失败后需要重新查询和更新
- **用户体验差**:高并发时大量用户看到"库存不足"
### 性能指标
| 指标 | 数值 |
|------|------|
| QPS | ~1000 |
| 响应时间 | 20-50ms |
| 冲突率 | <10% 时表现良好 |
| 成功率 | 冲突率 10% 时约 90% |
## 适用场景
### 推荐使用
- 普通电商场景(非秒杀)
- 并发量 < 1000 QPS
- 库存数量较大(冲突率低)
- 对实时性要求不高
### 不推荐使用
- 秒杀场景(并发量极高)
- 库存数量极少(冲突率高)
- 对成功率要求极高
- 需要严格的顺序保证
## 优化建议
### 客户端重试机制
```java
public Result<Boolean> lockInventoryWithRetry(InventoryOperationDTO dto) {
int maxRetries = 3;
int retryCount = 0;
while (retryCount < maxRetries) {
Result<Boolean> result = lockInventory(dto);
if (result.isSuccess()) {
return result;
}
// 只有并发冲突才重试
if ("INVENTORY_LOCK_FAILED".equals(result.getCode())) {
retryCount++;
// 指数退避
try {
Thread.sleep(50 * (1 << retryCount));
} catch (InterruptedException e) {
Thread.currentThread().interrupt();
break;
}
continue;
}
// 其他错误直接返回
return result;
}
return Result.fail("RETRY_EXHAUSTED", "重试次数已用尽");
}
```
### 前置库存检查
```java
// 先检查库存,避免无效更新
if (inventory.getRemainingStock() < dto.getQuantity()) {
return Result.fail("INSUFFICIENT_INVENTORY", "库存不足");
}
// 再执行乐观锁更新
boolean success = inventoryRepository.updateWithVersion(inventory);
```
### 监控告警
```java
// 记录冲突率
if (!success) {
metricsService.incrementCounter("inventory.conflict",
"inventoryCode", inventory.getInventoryCode());
// 冲突率超过阈值告警
double conflictRate = calculateConflictRate(inventory.getInventoryCode());
if (conflictRate > 0.3) {
alertService.sendAlert("库存冲突率过高: " + conflictRate);
}
}
```
## 故障处理
### 版本号溢出
```java
// 定期重置 version在低峰期执行
@Scheduled(cron = "0 0 3 * * ?")
public void resetVersion() {
inventoryMapper.update(null,
Wrappers.lambdaUpdate(InventoryDO.class)
.set(InventoryDO::getVersion, 0)
.gt(InventoryDO::getVersion, 1000000)
);
}
```
### 死锁检测
虽然乐观锁不会产生数据库死锁,但需要注意:
```java
// 避免在事务中多次更新同一库存
@Transactional
public void processOrder(OrderDTO order) {
// ✗ 错误:同一事务中多次更新
lockInventory(order.getItem1());
lockInventory(order.getItem2());
// ✓ 正确:批量更新或分开事务
lockInventoryBatch(Arrays.asList(order.getItem1(), order.getItem2()));
}
```
## 总结
乐观锁方案是当前系统的实现方式,适合中低并发场景。实现简单,维护成本低,但在高并发场景下会出现大量冲突。如果业务增长导致并发量增加,建议升级到 Redis 原子操作方案。

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# 悲观锁方案
## 方案概述
悲观锁通过数据库的 `SELECT FOR UPDATE` 语句在查询时锁定记录,确保同一时刻只有一个事务能修改数据。适用于冲突率高、对一致性要求严格的场景。
## 核心原理
### 工作流程
```
事务A: SELECT ... FOR UPDATE (获取行锁)
事务B: SELECT ... FOR UPDATE (等待锁释放)
事务A: UPDATE ... (修改数据)
事务A: COMMIT (释放锁)
事务B: 获取锁,继续执行
```
### 锁机制
```sql
-- 查询并锁定记录
SELECT * FROM inventory
WHERE inventory_code = 'INV001'
FOR UPDATE;
-- 其他事务会被阻塞,直到当前事务提交或回滚
```
## 代码实现
### Mapper 接口
```java
@Mapper
public interface InventoryMapper extends BaseMapper<InventoryDO> {
/**
* 查询并锁定库存(悲观锁)
*/
@Select("SELECT * FROM inventory WHERE inventory_code = #{inventoryCode} FOR UPDATE")
InventoryDO selectForUpdate(@Param("inventoryCode") String inventoryCode);
}
```
### Repository 实现
```java
@Repository
public class InventoryRepositoryImpl implements InventoryRepository {
@Autowired
private InventoryMapper inventoryMapper;
@Override
public InventoryDO findByInventoryCodeForUpdate(String inventoryCode) {
return inventoryMapper.selectForUpdate(inventoryCode);
}
@Override
public boolean update(InventoryDO inventory) {
int rows = inventoryMapper.updateById(inventory);
return rows > 0;
}
}
```
### Service 实现
```java
@Service
public class PessimisticLockInventoryService {
@Autowired
private InventoryRepository inventoryRepository;
@Autowired
private InventoryLogRepository inventoryLogRepository;
@Autowired
private FixedScheduleRepository fixedScheduleRepository;
/**
* 锁定库存(悲观锁)
*/
@Transactional(rollbackFor = Exception.class)
public Result<Boolean> lockInventory(InventoryOperationDTO dto) {
// 查询班次
FixedScheduleDO schedule = fixedScheduleRepository.getOne(
Wrappers.lambdaQuery(FixedScheduleDO.class)
.eq(FixedScheduleDO::getScheduleCode, dto.getScheduleCode())
);
if (schedule == null) {
return Result.fail("SCHEDULE_NOT_FOUND", "班次不存在");
}
// 查询并锁定库存SELECT FOR UPDATE
InventoryDO inventory = inventoryRepository.findByInventoryCodeForUpdate(
schedule.getInventoryCode()
);
if (inventory == null) {
return Result.fail("INVENTORY_NOT_FOUND", "库存不存在");
}
// 检查库存
if (inventory.getRemainingStock() < dto.getQuantity()) {
return Result.fail("INSUFFICIENT_INVENTORY", "库存不足");
}
Integer beforeQty = inventory.getRemainingStock();
// 扣减库存
inventory.setRemainingStock(inventory.getRemainingStock() - dto.getQuantity());
inventory.setUpdateTime(LocalDateTime.now());
// 更新库存(不需要版本号检查)
inventoryRepository.update(inventory);
// 记录日志
saveInventoryLog(
schedule.getInventoryCode(),
InventoryOperationTypeEnum.LOCK.getCode(),
dto.getQuantity(),
beforeQty,
beforeQty - dto.getQuantity(),
dto.getOrderNo(),
"锁定库存"
);
LogUtil.info("库存锁定成功(悲观锁), inventoryCode={}, quantity={}, orderNo={}",
schedule.getInventoryCode(), dto.getQuantity(), dto.getOrderNo());
return Result.success(true);
}
/**
* 释放库存
*/
@Transactional(rollbackFor = Exception.class)
public Result<Boolean> releaseInventory(InventoryOperationDTO dto) {
FixedScheduleDO schedule = fixedScheduleRepository.getOne(
Wrappers.lambdaQuery(FixedScheduleDO.class)
.eq(FixedScheduleDO::getScheduleCode, dto.getScheduleCode())
);
if (schedule == null) {
return Result.fail("SCHEDULE_NOT_FOUND", "班次不存在");
}
// 查询并锁定库存
InventoryDO inventory = inventoryRepository.findByInventoryCodeForUpdate(
schedule.getInventoryCode()
);
if (inventory == null) {
return Result.fail("INVENTORY_NOT_FOUND", "库存不存在");
}
Integer beforeQty = inventory.getRemainingStock();
// 增加库存
inventory.setRemainingStock(inventory.getRemainingStock() + dto.getQuantity());
inventory.setUpdateTime(LocalDateTime.now());
inventoryRepository.update(inventory);
// 记录日志
saveInventoryLog(
schedule.getInventoryCode(),
InventoryOperationTypeEnum.RELEASE.getCode(),
dto.getQuantity(),
beforeQty,
beforeQty + dto.getQuantity(),
dto.getOrderNo(),
"释放库存"
);
return Result.success(true);
}
private void saveInventoryLog(String inventoryCode, String operationType,
Integer quantity, Integer beforeQty,
Integer afterQty, String orderNo, String remark) {
InventoryLogDO log = new InventoryLogDO();
log.setInventoryCode(inventoryCode);
log.setOperationType(operationType);
log.setQuantity(quantity);
log.setBeforeQty(beforeQty);
log.setAfterQty(afterQty);
log.setOrderNo(orderNo);
log.setRemark(remark);
log.setCreateTime(LocalDateTime.now());
inventoryLogRepository.save(log);
}
}
```
## 数据库配置
### 事务隔离级别
```yaml
spring:
datasource:
url: jdbc:mysql://localhost:3306/travel?useUnicode=true&characterEncoding=utf8
hikari:
# 连接池配置
maximum-pool-size: 50
minimum-idle: 10
connection-timeout: 30000
idle-timeout: 600000
max-lifetime: 1800000
jpa:
properties:
hibernate:
# 使用 READ_COMMITTED 隔离级别
connection:
isolation: 2
```
### 索引优化
```sql
-- 确保 inventory_code 有索引,避免锁表
CREATE UNIQUE INDEX uk_inventory_code ON inventory(inventory_code);
-- 查看锁等待情况
SELECT * FROM information_schema.innodb_locks;
SELECT * FROM information_schema.innodb_lock_waits;
```
## 性能分析
### 优势
- **强一致性**:完全避免超卖
- **无需重试**:不会出现并发冲突
- **逻辑简单**:不需要版本号管理
- **适合高冲突**:冲突率高时性能优于乐观锁
### 劣势
- **性能较低**:锁等待导致吞吐量下降
- **可能死锁**:多个资源加锁顺序不当
- **阻塞严重**:高并发时大量请求排队
- **数据库压力大**:长时间持有连接
### 性能指标
| 指标 | 数值 |
|------|------|
| QPS | ~500 |
| 响应时间 | 50-100ms |
| 锁等待时间 | 10-50ms |
| 死锁概率 | <0.1% |
## 适用场景
### 推荐使用
- 库存数量极少(如限量商品)
- 对一致性要求极高
- 并发量适中(< 500 QPS
- 不能容忍任何超卖
### 不推荐使用
- 高并发秒杀场景
- 对响应时间要求严格
- 库存数量大,冲突率低
- 需要极高吞吐量
## 优化建议
### 减少锁持有时间
```java
@Transactional(rollbackFor = Exception.class)
public Result<Boolean> lockInventory(InventoryOperationDTO dto) {
// ✗ 错误:事务中执行耗时操作
InventoryDO inventory = inventoryRepository.findByInventoryCodeForUpdate(code);
sendNotification(dto); // 耗时操作
inventory.setRemainingStock(inventory.getRemainingStock() - dto.getQuantity());
inventoryRepository.update(inventory);
// ✓ 正确:先完成数据库操作,再执行耗时操作
InventoryDO inventory = inventoryRepository.findByInventoryCodeForUpdate(code);
inventory.setRemainingStock(inventory.getRemainingStock() - dto.getQuantity());
inventoryRepository.update(inventory);
// 事务提交后再发送通知
TransactionSynchronizationManager.registerSynchronization(
new TransactionSynchronization() {
@Override
public void afterCommit() {
sendNotification(dto);
}
}
);
}
```
### 避免死锁
```java
// ✗ 错误:不同顺序加锁可能死锁
// 事务A: 锁定 INV001 → 锁定 INV002
// 事务B: 锁定 INV002 → 锁定 INV001
// ✓ 正确:统一加锁顺序
public void lockMultipleInventories(List<String> inventoryCodes) {
// 按 inventoryCode 排序,保证加锁顺序一致
Collections.sort(inventoryCodes);
for (String code : inventoryCodes) {
InventoryDO inventory = inventoryRepository.findByInventoryCodeForUpdate(code);
// 处理库存
}
}
```
### 锁超时设置
```java
@Transactional(
rollbackFor = Exception.class,
timeout = 5 // 5秒超时
)
public Result<Boolean> lockInventory(InventoryOperationDTO dto) {
// 如果 5 秒内无法获取锁,抛出异常
InventoryDO inventory = inventoryRepository.findByInventoryCodeForUpdate(
dto.getInventoryCode()
);
// ...
}
```
### 监控锁等待
```java
@Aspect
@Component
public class LockMonitorAspect {
@Around("@annotation(Transactional)")
public Object monitorLock(ProceedingJoinPoint pjp) throws Throwable {
long startTime = System.currentTimeMillis();
try {
return pjp.proceed();
} finally {
long duration = System.currentTimeMillis() - startTime;
// 锁等待时间超过阈值告警
if (duration > 1000) {
LogUtil.warn("事务执行时间过长: {}ms, method={}",
duration, pjp.getSignature());
// 发送告警
alertService.sendAlert("数据库锁等待时间过长: " + duration + "ms");
}
}
}
}
```
## 故障处理
### 死锁检测与恢复
```java
@Service
public class DeadlockRecoveryService {
@Autowired
private InventoryService inventoryService;
public Result<Boolean> lockInventoryWithDeadlockRetry(InventoryOperationDTO dto) {
int maxRetries = 3;
int retryCount = 0;
while (retryCount < maxRetries) {
try {
return inventoryService.lockInventory(dto);
} catch (DeadlockLoserDataAccessException e) {
retryCount++;
LogUtil.warn("检测到死锁,重试第 {} 次", retryCount);
if (retryCount >= maxRetries) {
return Result.fail("DEADLOCK_RETRY_EXHAUSTED", "死锁重试次数已用尽");
}
// 随机延迟后重试,避免再次死锁
try {
Thread.sleep(new Random().nextInt(100));
} catch (InterruptedException ie) {
Thread.currentThread().interrupt();
break;
}
}
}
return Result.fail("LOCK_FAILED", "库存锁定失败");
}
}
```
### 锁超时处理
```sql
-- 查看当前锁等待
SELECT
r.trx_id waiting_trx_id,
r.trx_mysql_thread_id waiting_thread,
r.trx_query waiting_query,
b.trx_id blocking_trx_id,
b.trx_mysql_thread_id blocking_thread,
b.trx_query blocking_query
FROM information_schema.innodb_lock_waits w
INNER JOIN information_schema.innodb_trx b ON b.trx_id = w.blocking_trx_id
INNER JOIN information_schema.innodb_trx r ON r.trx_id = w.requesting_trx_id;
-- 杀死阻塞的事务
KILL <blocking_thread>;
```
## 与乐观锁对比
| 维度 | 悲观锁 | 乐观锁 |
|------|--------|--------|
| 并发控制 | 加锁阻塞 | 版本检查 |
| 冲突处理 | 排队等待 | 失败重试 |
| 性能 | 低(~500 QPS | 中(~1000 QPS |
| 一致性 | 强一致 | 强一致 |
| 实现复杂度 | 简单 | 简单 |
| 适用场景 | 高冲突 | 低冲突 |
## 总结
悲观锁方案通过数据库行锁保证强一致性,适合库存数量少、冲突率高的场景。虽然性能不如乐观锁和 Redis 方案,但在对一致性要求极高的场景下是最可靠的选择。需要注意避免死锁和减少锁持有时间。

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# Redis 原子操作方案(推荐)
## 方案概述
使用 Redis 的原子操作INCRBY/DECRBY+ Lua 脚本实现高性能库存扣减,配合异步消息队列同步数据库,适用于高并发秒杀场景。
## 核心原理
### 架构设计
```
┌─────────┐ ┌─────────┐ ┌──────────┐ ┌─────────┐
│ 用户请求 │ ───> │ Redis │ ───> │ 消息队列 │ ───> │ MySQL │
└─────────┘ └─────────┘ └──────────┘ └─────────┘
原子扣减 异步同步 持久化存储
QPS: 50000 削峰填谷 最终一致性
```
### 工作流程
```
请求到达
Redis 原子扣减Lua 脚本)
扣减成功?
├─ 是 → 发送 MQ 消息 → 异步更新 MySQL
└─ 否 → 返回库存不足
```
## 代码实现
### Maven 依赖
```xml
<dependencies>
<!-- Redis -->
<dependency>
<groupId>org.springframework.boot</groupId>
<artifactId>spring-boot-starter-data-redis</artifactId>
</dependency>
<!-- RocketMQ -->
<dependency>
<groupId>org.apache.rocketmq</groupId>
<artifactId>rocketmq-spring-boot-starter</artifactId>
<version>2.2.3</version>
</dependency>
<!-- Redisson分布式锁 -->
<dependency>
<groupId>org.redisson</groupId>
<artifactId>redisson-spring-boot-starter</artifactId>
<version>3.23.5</version>
</dependency>
</dependencies>
```
### Redis 配置
```java
@Configuration
public class RedisConfig {
@Bean
public RedisTemplate<String, Object> redisTemplate(
RedisConnectionFactory factory) {
RedisTemplate<String, Object> template = new RedisTemplate<>();
template.setConnectionFactory(factory);
// 使用 Jackson 序列化
Jackson2JsonRedisSerializer<Object> serializer =
new Jackson2JsonRedisSerializer<>(Object.class);
template.setKeySerializer(new StringRedisSerializer());
template.setValueSerializer(serializer);
template.setHashKeySerializer(new StringRedisSerializer());
template.setHashValueSerializer(serializer);
template.afterPropertiesSet();
return template;
}
}
```
### Lua 脚本(库存扣减)
```lua
-- inventory_deduct.lua
-- KEYS[1]: 库存 key (inventory:{inventoryCode})
-- ARGV[1]: 扣减数量
-- ARGV[2]: 最小库存(通常为 0
local stock = redis.call('GET', KEYS[1])
-- 库存不存在
if not stock then
return -1
end
stock = tonumber(stock)
local quantity = tonumber(ARGV[1])
local minStock = tonumber(ARGV[2])
-- 库存不足
if stock < quantity or stock - quantity < minStock then
return -2
end
-- 扣减库存
redis.call('DECRBY', KEYS[1], quantity)
-- 返回剩余库存
return stock - quantity
```
### Redis 库存服务
```java
@Service
public class RedisInventoryService {
@Autowired
private RedisTemplate<String, Object> redisTemplate;
@Autowired
private RocketMQTemplate rocketMQTemplate;
private static final String INVENTORY_KEY_PREFIX = "inventory:";
private static final String INVENTORY_LOCK_PREFIX = "inventory:lock:";
// Lua 脚本 SHA1预加载
private String deductScriptSha;
@PostConstruct
public void init() {
// 预加载 Lua 脚本
String script = loadLuaScript("inventory_deduct.lua");
deductScriptSha = redisTemplate.execute(
(RedisCallback<String>) connection ->
connection.scriptLoad(script.getBytes())
);
}
/**
* 检查库存
*/
public Result<Boolean> checkInventory(String inventoryCode, Integer quantity) {
String key = INVENTORY_KEY_PREFIX + inventoryCode;
Integer stock = (Integer) redisTemplate.opsForValue().get(key);
if (stock == null) {
// Redis 中不存在,从数据库加载
stock = loadInventoryFromDB(inventoryCode);
if (stock == null) {
return Result.fail("INVENTORY_NOT_FOUND", "库存不存在");
}
}
if (stock < quantity) {
return Result.fail("INSUFFICIENT_INVENTORY", "库存不足");
}
return Result.success(true);
}
/**
* 锁定库存(使用 Lua 脚本保证原子性)
*/
public Result<Boolean> lockInventory(InventoryOperationDTO dto) {
String key = INVENTORY_KEY_PREFIX + dto.getInventoryCode();
// 执行 Lua 脚本
Long result = redisTemplate.execute(
(RedisCallback<Long>) connection ->
connection.evalSha(
deductScriptSha,
ReturnType.INTEGER,
1,
key.getBytes(),
String.valueOf(dto.getQuantity()).getBytes(),
"0".getBytes()
)
);
if (result == null || result == -1) {
return Result.fail("INVENTORY_NOT_FOUND", "库存不存在");
}
if (result == -2) {
return Result.fail("INSUFFICIENT_INVENTORY", "库存不足");
}
// 发送 MQ 消息,异步更新数据库
InventoryChangeMessage message = new InventoryChangeMessage();
message.setInventoryCode(dto.getInventoryCode());
message.setOperationType("LOCK");
message.setQuantity(dto.getQuantity());
message.setOrderNo(dto.getOrderNo());
message.setTimestamp(System.currentTimeMillis());
rocketMQTemplate.asyncSend(
"inventory-change-topic",
message,
new SendCallback() {
@Override
public void onSuccess(SendResult sendResult) {
LogUtil.info("库存变更消息发送成功: {}", message);
}
@Override
public void onException(Throwable e) {
LogUtil.error("库存变更消息发送失败: {}", message, e);
// 补偿机制:记录到失败表,定时重试
saveFailedMessage(message);
}
}
);
return Result.success(true);
}
/**
* 释放库存
*/
public Result<Boolean> releaseInventory(InventoryOperationDTO dto) {
String key = INVENTORY_KEY_PREFIX + dto.getInventoryCode();
// 增加库存
Long newStock = redisTemplate.opsForValue()
.increment(key, dto.getQuantity());
// 发送 MQ 消息
InventoryChangeMessage message = new InventoryChangeMessage();
message.setInventoryCode(dto.getInventoryCode());
message.setOperationType("RELEASE");
message.setQuantity(dto.getQuantity());
message.setOrderNo(dto.getOrderNo());
message.setTimestamp(System.currentTimeMillis());
rocketMQTemplate.asyncSend("inventory-change-topic", message, null);
return Result.success(true);
}
/**
* 从数据库加载库存到 Redis
*/
private Integer loadInventoryFromDB(String inventoryCode) {
InventoryDO inventory = inventoryRepository.findByInventoryCode(inventoryCode);
if (inventory == null) {
return null;
}
String key = INVENTORY_KEY_PREFIX + inventoryCode;
Integer stock = inventory.getRemainingStock();
// 设置到 Redis过期时间 1 小时
redisTemplate.opsForValue().set(key, stock, 1, TimeUnit.HOURS);
return stock;
}
/**
* 库存预热(系统启动或定时任务)
*/
@Scheduled(cron = "0 0 * * * ?")
public void warmUpInventory() {
LogUtil.info("开始库存预热...");
// 查询所有活跃库存
List<InventoryDO> inventories = inventoryRepository.findActiveInventories();
for (InventoryDO inventory : inventories) {
String key = INVENTORY_KEY_PREFIX + inventory.getInventoryCode();
redisTemplate.opsForValue().set(
key,
inventory.getRemainingStock(),
1,
TimeUnit.HOURS
);
}
LogUtil.info("库存预热完成,共预热 {} 条库存", inventories.size());
}
}
```
### MQ 消费者(异步同步数据库)
```java
@Component
@RocketMQMessageListener(
topic = "inventory-change-topic",
consumerGroup = "inventory-sync-consumer"
)
public class InventorySyncConsumer implements RocketMQListener<InventoryChangeMessage> {
@Autowired
private InventoryRepository inventoryRepository;
@Autowired
private InventoryLogRepository inventoryLogRepository;
@Override
public void onMessage(InventoryChangeMessage message) {
try {
// 查询库存
InventoryDO inventory = inventoryRepository.findByInventoryCode(
message.getInventoryCode()
);
if (inventory == null) {
LogUtil.error("库存不存在: {}", message.getInventoryCode());
return;
}
Integer beforeQty = inventory.getRemainingStock();
Integer beforeSold = inventory.getSoldStock();
// 根据操作类型更新数据库
switch (message.getOperationType()) {
case "LOCK":
inventory.setRemainingStock(
inventory.getRemainingStock() - message.getQuantity()
);
break;
case "DEDUCT":
inventory.setSoldStock(
inventory.getSoldStock() + message.getQuantity()
);
break;
case "RELEASE":
inventory.setRemainingStock(
inventory.getRemainingStock() + message.getQuantity()
);
break;
default:
LogUtil.error("未知操作类型: {}", message.getOperationType());
return;
}
inventory.setUpdateTime(LocalDateTime.now());
inventoryRepository.save(inventory);
// 记录日志
saveInventoryLog(
message.getInventoryCode(),
message.getOperationType(),
message.getQuantity(),
beforeQty,
inventory.getRemainingStock(),
message.getOrderNo()
);
LogUtil.info("库存同步成功: {}", message);
} catch (Exception e) {
LogUtil.error("库存同步失败: {}", message, e);
throw new RuntimeException("库存同步失败", e);
}
}
private void saveInventoryLog(String inventoryCode, String operationType,
Integer quantity, Integer beforeQty,
Integer afterQty, String orderNo) {
InventoryLogDO log = new InventoryLogDO();
log.setInventoryCode(inventoryCode);
log.setOperationType(operationType);
log.setQuantity(quantity);
log.setBeforeQty(beforeQty);
log.setAfterQty(afterQty);
log.setOrderNo(orderNo);
log.setCreateTime(LocalDateTime.now());
inventoryLogRepository.save(log);
}
}
```
### 消息实体
```java
@Data
public class InventoryChangeMessage implements Serializable {
private static final long serialVersionUID = 1L;
private String inventoryCode;
private String operationType;
private Integer quantity;
private String orderNo;
private Long timestamp;
}
```
## 数据一致性保证
### Redis 与 MySQL 数据同步
```java
@Service
public class InventoryConsistencyService {
@Autowired
private RedisTemplate<String, Object> redisTemplate;
@Autowired
private InventoryRepository inventoryRepository;
/**
* 定时对账(每小时执行)
*/
@Scheduled(cron = "0 0 * * * ?")
public void reconcileInventory() {
LogUtil.info("开始库存对账...");
List<InventoryDO> inventories = inventoryRepository.findAll();
int inconsistentCount = 0;
for (InventoryDO inventory : inventories) {
String key = INVENTORY_KEY_PREFIX + inventory.getInventoryCode();
Integer redisStock = (Integer) redisTemplate.opsForValue().get(key);
if (redisStock == null) {
continue;
}
// 检查是否一致
if (!redisStock.equals(inventory.getRemainingStock())) {
inconsistentCount++;
LogUtil.warn("库存不一致: inventoryCode={}, Redis={}, MySQL={}",
inventory.getInventoryCode(), redisStock,
inventory.getRemainingStock());
// 以 MySQL 为准,修正 Redis
redisTemplate.opsForValue().set(
key,
inventory.getRemainingStock(),
1,
TimeUnit.HOURS
);
}
}
LogUtil.info("库存对账完成,发现 {} 条不一致数据", inconsistentCount);
}
}
```
## 性能优化
### 连接池配置
```yaml
spring:
redis:
host: localhost
port: 6379
database: 0
lettuce:
pool:
max-active: 200
max-idle: 50
min-idle: 10
max-wait: 3000ms
timeout: 3000ms
```
### Pipeline 批量操作
```java
public void batchLoadInventory(List<String> inventoryCodes) {
redisTemplate.executePipelined(new RedisCallback<Object>() {
@Override
public Object doInRedis(RedisConnection connection) {
for (String code : inventoryCodes) {
InventoryDO inventory = inventoryRepository.findByInventoryCode(code);
if (inventory != null) {
String key = INVENTORY_KEY_PREFIX + code;
connection.set(
key.getBytes(),
String.valueOf(inventory.getRemainingStock()).getBytes()
);
}
}
return null;
}
});
}
```
## 性能指标
| 指标 | 数值 |
|------|------|
| QPS | ~50000 |
| 响应时间 | 2-5ms |
| 成功率 | 99.9% |
| Redis 内存 | ~1KB/库存 |
## 故障处理
### Redis 故障降级
```java
@Service
public class InventoryFallbackService {
@Autowired
private RedisInventoryService redisInventoryService;
@Autowired
private InventoryRepository inventoryRepository;
public Result<Boolean> lockInventoryWithFallback(InventoryOperationDTO dto) {
try {
// 优先使用 Redis
return redisInventoryService.lockInventory(dto);
} catch (RedisConnectionException e) {
LogUtil.error("Redis 连接失败,降级到数据库", e);
// 降级到数据库乐观锁
return lockInventoryFromDB(dto);
}
}
private Result<Boolean> lockInventoryFromDB(InventoryOperationDTO dto) {
InventoryDO inventory = inventoryRepository.findByInventoryCode(
dto.getInventoryCode()
);
if (inventory == null) {
return Result.fail("INVENTORY_NOT_FOUND", "库存不存在");
}
inventory.setRemainingStock(
inventory.getRemainingStock() - dto.getQuantity()
);
boolean success = inventoryRepository.updateWithVersion(inventory);
if (!success) {
return Result.fail("INVENTORY_LOCK_FAILED", "库存锁定失败");
}
return Result.success(true);
}
}
```
## 总结
Redis 原子操作方案是高并发场景的最佳选择,性能提升 50 倍以上。通过 Lua 脚本保证原子性,配合消息队列实现最终一致性,是秒杀系统的标准方案。

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@@ -0,0 +1,558 @@
# 消息队列削峰方案
## 方案概述
使用消息队列RocketMQ/Kafka将同步扣减库存改为异步处理通过削峰填谷降低数据库压力适用于流量波动大、可接受异步响应的场景。
## 核心原理
### 架构设计
```
┌─────────┐ ┌──────────┐ ┌─────────┐ ┌─────────┐
│ 用户请求 │ ───> │ 消息队列 │ ───> │ 消费者 │ ───> │ MySQL │
└─────────┘ └──────────┘ └─────────┘ └─────────┘
立即返回 削峰填谷 异步扣减 持久化
QPS: 无限 缓冲能力强 QPS: 10000 最终一致
```
### 工作流程
```
用户下单
发送 MQ 消息(立即返回订单号)
消费者接收消息
扣减库存(数据库)
扣减成功?
├─ 是 → 更新订单状态为"已确认"
└─ 否 → 更新订单状态为"库存不足",发送通知
```
## 代码实现
### Maven 依赖
```xml
<dependencies>
<!-- RocketMQ -->
<dependency>
<groupId>org.apache.rocketmq</groupId>
<artifactId>rocketmq-spring-boot-starter</artifactId>
<version>2.2.3</version>
</dependency>
</dependencies>
```
### RocketMQ 配置
```yaml
rocketmq:
name-server: localhost:9876
producer:
group: inventory-producer-group
send-message-timeout: 3000
retry-times-when-send-failed: 2
consumer:
group: inventory-consumer-group
consume-thread-min: 20
consume-thread-max: 64
```
### 消息实体
```java
@Data
public class InventoryLockMessage implements Serializable {
private static final long serialVersionUID = 1L;
private String orderNo;
private String inventoryCode;
private String scheduleCode;
private String rollingScheduleCode;
private String orderType;
private Integer quantity;
private Long userId;
private Long timestamp;
}
```
### 生产者(订单服务)
```java
@Service
public class OrderServiceImpl implements OrderService {
@Autowired
private RocketMQTemplate rocketMQTemplate;
@Autowired
private OrderRepository orderRepository;
/**
* 创建订单(异步扣减库存)
*/
@Transactional(rollbackFor = Exception.class)
public Result<String> createOrder(CreateOrderDTO dto) {
// 生成订单号
String orderNo = generateOrderNo();
// 创建订单(状态:待确认)
OrderDO order = new OrderDO();
order.setOrderNo(orderNo);
order.setUserId(dto.getUserId());
order.setScheduleCode(dto.getScheduleCode());
order.setQuantity(dto.getQuantity());
order.setStatus("PENDING"); // 待确认
order.setCreateTime(LocalDateTime.now());
orderRepository.save(order);
// 发送库存锁定消息
InventoryLockMessage message = new InventoryLockMessage();
message.setOrderNo(orderNo);
message.setInventoryCode(dto.getInventoryCode());
message.setScheduleCode(dto.getScheduleCode());
message.setOrderType(dto.getOrderType());
message.setQuantity(dto.getQuantity());
message.setUserId(dto.getUserId());
message.setTimestamp(System.currentTimeMillis());
// 异步发送消息
rocketMQTemplate.asyncSend(
"inventory-lock-topic",
message,
new SendCallback() {
@Override
public void onSuccess(SendResult sendResult) {
LogUtil.info("库存锁定消息发送成功: orderNo={}", orderNo);
}
@Override
public void onException(Throwable e) {
LogUtil.error("库存锁定消息发送失败: orderNo={}", orderNo, e);
// 更新订单状态为失败
order.setStatus("FAILED");
order.setRemark("消息发送失败");
orderRepository.save(order);
}
}
);
// 立即返回订单号
return Result.success(orderNo);
}
private String generateOrderNo() {
return "ORD" + System.currentTimeMillis() +
new Random().nextInt(1000);
}
}
```
### 消费者(库存服务)
```java
@Component
@RocketMQMessageListener(
topic = "inventory-lock-topic",
consumerGroup = "inventory-lock-consumer",
consumeMode = ConsumeMode.ORDERLY // 顺序消费
)
public class InventoryLockConsumer implements RocketMQListener<InventoryLockMessage> {
@Autowired
private InventoryRepository inventoryRepository;
@Autowired
private OrderRepository orderRepository;
@Autowired
private RocketMQTemplate rocketMQTemplate;
@Override
public void onMessage(InventoryLockMessage message) {
LogUtil.info("收到库存锁定消息: {}", message);
try {
// 查询库存
InventoryDO inventory = inventoryRepository.findByInventoryCode(
message.getInventoryCode()
);
if (inventory == null) {
handleLockFailed(message, "库存不存在");
return;
}
// 检查库存
if (inventory.getRemainingStock() < message.getQuantity()) {
handleLockFailed(message, "库存不足");
return;
}
// 扣减库存(使用乐观锁)
Integer beforeQty = inventory.getRemainingStock();
inventory.setRemainingStock(inventory.getRemainingStock() - message.getQuantity());
inventory.setUpdateTime(LocalDateTime.now());
boolean success = inventoryRepository.updateWithVersion(inventory);
if (!success) {
// 乐观锁冲突,重新消费
throw new RuntimeException("库存更新失败,触发重试");
}
// 更新订单状态为已确认
OrderDO order = orderRepository.findByOrderNo(message.getOrderNo());
if (order != null) {
order.setStatus("CONFIRMED");
order.setUpdateTime(LocalDateTime.now());
orderRepository.save(order);
}
// 发送库存锁定成功通知
sendNotification(message.getUserId(), message.getOrderNo(), "订单已确认");
LogUtil.info("库存锁定成功: orderNo={}, inventoryCode={}, quantity={}",
message.getOrderNo(), message.getInventoryCode(), message.getQuantity());
} catch (Exception e) {
LogUtil.error("库存锁定失败: {}", message, e);
throw new RuntimeException("库存锁定失败", e);
}
}
private void handleLockFailed(InventoryLockMessage message, String reason) {
// 更新订单状态为失败
OrderDO order = orderRepository.findByOrderNo(message.getOrderNo());
if (order != null) {
order.setStatus("FAILED");
order.setRemark(reason);
order.setUpdateTime(LocalDateTime.now());
orderRepository.save(order);
}
// 发送失败通知
sendNotification(message.getUserId(), message.getOrderNo(),
"订单创建失败: " + reason);
LogUtil.warn("库存锁定失败: orderNo={}, reason={}",
message.getOrderNo(), reason);
}
private void sendNotification(Long userId, String orderNo, String content) {
// 发送站内信/短信/推送通知
NotificationMessage notification = new NotificationMessage();
notification.setUserId(userId);
notification.setOrderNo(orderNo);
notification.setContent(content);
notification.setTimestamp(System.currentTimeMillis());
rocketMQTemplate.asyncSend("notification-topic", notification, null);
}
}
```
### 订单状态查询
```java
@RestController
@RequestMapping("/order")
public class OrderController {
@Autowired
private OrderRepository orderRepository;
/**
* 查询订单状态
*/
@GetMapping("/{orderNo}/status")
public Result<OrderStatusVO> getOrderStatus(@PathVariable String orderNo) {
OrderDO order = orderRepository.findByOrderNo(orderNo);
if (order == null) {
return Result.fail("ORDER_NOT_FOUND", "订单不存在");
}
OrderStatusVO vo = new OrderStatusVO();
vo.setOrderNo(order.getOrderNo());
vo.setStatus(order.getStatus());
vo.setStatusDesc(getStatusDesc(order.getStatus()));
vo.setCreateTime(order.getCreateTime());
vo.setUpdateTime(order.getUpdateTime());
return Result.success(vo);
}
private String getStatusDesc(String status) {
switch (status) {
case "PENDING":
return "订单处理中,请稍候...";
case "CONFIRMED":
return "订单已确认,请尽快支付";
case "FAILED":
return "订单创建失败";
default:
return "未知状态";
}
}
}
```
## 消息可靠性保证
### 生产者事务消息
```java
@Service
public class TransactionalOrderService {
@Autowired
private RocketMQTemplate rocketMQTemplate;
@Autowired
private OrderRepository orderRepository;
/**
* 使用事务消息保证订单创建和消息发送的一致性
*/
public Result<String> createOrderWithTransaction(CreateOrderDTO dto) {
String orderNo = generateOrderNo();
// 发送事务消息
Message<InventoryLockMessage> message = MessageBuilder
.withPayload(buildMessage(dto, orderNo))
.build();
TransactionSendResult result = rocketMQTemplate.sendMessageInTransaction(
"inventory-lock-topic",
message,
dto // 传递给本地事务的参数
);
if (result.getLocalTransactionState() == LocalTransactionState.COMMIT_MESSAGE) {
return Result.success(orderNo);
} else {
return Result.fail("ORDER_CREATE_FAILED", "订单创建失败");
}
}
/**
* 本地事务监听器
*/
@RocketMQTransactionListener
class OrderTransactionListener implements RocketMQLocalTransactionListener {
@Override
public RocketMQLocalTransactionState executeLocalTransaction(
Message msg, Object arg) {
try {
CreateOrderDTO dto = (CreateOrderDTO) arg;
// 执行本地事务:创建订单
OrderDO order = new OrderDO();
order.setOrderNo(extractOrderNo(msg));
order.setUserId(dto.getUserId());
order.setStatus("PENDING");
order.setCreateTime(LocalDateTime.now());
orderRepository.save(order);
// 本地事务成功,提交消息
return RocketMQLocalTransactionState.COMMIT;
} catch (Exception e) {
LogUtil.error("本地事务执行失败", e);
// 本地事务失败,回滚消息
return RocketMQLocalTransactionState.ROLLBACK;
}
}
@Override
public RocketMQLocalTransactionState checkLocalTransaction(Message msg) {
// 回查本地事务状态
String orderNo = extractOrderNo(msg);
OrderDO order = orderRepository.findByOrderNo(orderNo);
if (order != null) {
return RocketMQLocalTransactionState.COMMIT;
} else {
return RocketMQLocalTransactionState.ROLLBACK;
}
}
}
}
```
### 消费者幂等性
```java
@Component
@RocketMQMessageListener(
topic = "inventory-lock-topic",
consumerGroup = "inventory-lock-consumer"
)
public class IdempotentInventoryConsumer implements RocketMQListener<InventoryLockMessage> {
@Autowired
private RedisTemplate<String, Object> redisTemplate;
@Autowired
private InventoryRepository inventoryRepository;
@Override
public void onMessage(InventoryLockMessage message) {
String idempotentKey = "inventory:lock:" + message.getOrderNo();
// 使用 Redis 实现幂等性
Boolean success = redisTemplate.opsForValue()
.setIfAbsent(idempotentKey, "1", 10, TimeUnit.MINUTES);
if (Boolean.FALSE.equals(success)) {
LogUtil.warn("重复消息,跳过处理: orderNo={}", message.getOrderNo());
return;
}
try {
// 处理库存锁定
processInventoryLock(message);
} catch (Exception e) {
// 处理失败,删除幂等键,允许重试
redisTemplate.delete(idempotentKey);
throw e;
}
}
private void processInventoryLock(InventoryLockMessage message) {
// 库存扣减逻辑
}
}
```
## 性能优化
### 批量消费
```java
@Component
@RocketMQMessageListener(
topic = "inventory-lock-topic",
consumerGroup = "inventory-lock-consumer",
consumeMode = ConsumeMode.CONCURRENTLY,
messageModel = MessageModel.CLUSTERING,
consumeThreadMax = 64
)
public class BatchInventoryConsumer implements RocketMQListener<List<InventoryLockMessage>> {
@Override
public void onMessage(List<InventoryLockMessage> messages) {
LogUtil.info("批量消费 {} 条消息", messages.size());
// 按 inventoryCode 分组
Map<String, List<InventoryLockMessage>> groupedMessages = messages.stream()
.collect(Collectors.groupingBy(InventoryLockMessage::getInventoryCode));
// 批量处理
for (Map.Entry<String, List<InventoryLockMessage>> entry : groupedMessages.entrySet()) {
String inventoryCode = entry.getKey();
List<InventoryLockMessage> msgs = entry.getValue();
// 计算总扣减量
int totalQuantity = msgs.stream()
.mapToInt(InventoryLockMessage::getQuantity)
.sum();
// 一次性扣减
boolean success = deductInventoryBatch(inventoryCode, totalQuantity);
if (success) {
// 更新所有订单状态
msgs.forEach(msg -> updateOrderStatus(msg.getOrderNo(), "CONFIRMED"));
} else {
// 逐个处理
msgs.forEach(this::processIndividually);
}
}
}
}
```
## 性能指标
| 指标 | 数值 |
|------|------|
| 接收 QPS | 无限制 |
| 消费 QPS | ~10000 |
| 消息延迟 | 100-500ms |
| 吞吐量 | 10万条/秒 |
## 适用场景
### 推荐使用
- 流量波动大(如促销活动)
- 可接受异步响应
- 需要削峰填谷
- 对实时性要求不高(秒级延迟可接受)
### 不推荐使用
- 需要立即返回库存结果
- 对实时性要求极高
- 用户无法接受异步通知
- 系统架构简单,不想引入 MQ
## 故障处理
### 消息堆积
```java
@Component
public class MessageBacklogMonitor {
@Scheduled(fixedRate = 60000)
public void monitorBacklog() {
// 查询消息堆积情况
long backlog = getMessageBacklog("inventory-lock-topic",
"inventory-lock-consumer");
if (backlog > 10000) {
LogUtil.warn("消息堆积严重: {} 条", backlog);
// 动态扩容消费者
scaleConsumers(backlog);
// 发送告警
alertService.sendAlert("消息队列堆积: " + backlog + "");
}
}
private void scaleConsumers(long backlog) {
// 根据堆积量动态调整消费线程数
int targetThreads = (int) Math.min(backlog / 100, 128);
// 调整消费线程池大小
}
}
```
### 消费失败重试
```yaml
rocketmq:
consumer:
# 最大重试次数
max-reconsume-times: 3
# 重试间隔(秒)
suspend-current-queue-time-millis: 1000
```
## 总结
消息队列削峰方案通过异步处理降低系统压力,适合流量波动大的场景。需要注意消息可靠性、幂等性和用户体验(异步通知)。可与 Redis 方案结合使用,实现更高性能。

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# 分段锁方案(库存分片)
## 方案概述
将大库存拆分成多个小库存段,每个段独立加锁,降低锁冲突概率,提高并发性能。类似 ConcurrentHashMap 的分段锁思想。
## 核心原理
### 分段策略
```
总库存 1000
↓ 拆分成 10 个段
段1: 100 段2: 100 段3: 100 ... 段10: 100
并发请求分散到不同段
请求A → 段1 请求B → 段2 请求C → 段3
锁冲突降低 90%
```
### 工作流程
```
用户请求
计算分段Hash 或轮询)
锁定该段
扣减该段库存
释放锁
```
## 代码实现
### 数据库表结构
```sql
CREATE TABLE `inventory_segment` (
`id` BIGINT NOT NULL AUTO_INCREMENT COMMENT '主键ID',
`inventory_code` VARCHAR(64) NOT NULL COMMENT '库存编码',
`segment_no` INT NOT NULL COMMENT '分段编号0-9',
`total_stock` INT NOT NULL DEFAULT 0 COMMENT '该段总库存',
`sold_stock` INT NOT NULL DEFAULT 0 COMMENT '该段已售数量',
`remaining_stock` INT NOT NULL DEFAULT 0 COMMENT '该段剩余库存',
`version` INT NOT NULL DEFAULT 0 COMMENT '乐观锁版本号',
`create_time` DATETIME NOT NULL DEFAULT CURRENT_TIMESTAMP,
`update_time` DATETIME NOT NULL DEFAULT CURRENT_TIMESTAMP ON UPDATE CURRENT_TIMESTAMP,
PRIMARY KEY (`id`),
UNIQUE KEY `uk_inventory_segment` (`inventory_code`, `segment_no`),
KEY `idx_inventory_code` (`inventory_code`)
) ENGINE=InnoDB DEFAULT CHARSET=utf8mb4 COMMENT='库存分段表';
```
### 实体类
```java
@Data
@TableName("inventory_segment")
public class InventorySegmentDO implements Serializable {
private static final long serialVersionUID = 1L;
@TableId(type = IdType.AUTO)
private Long id;
private String inventoryCode;
private Integer segmentNo;
private Integer totalStock;
private Integer soldStock;
private Integer remainingStock;
@Version
private Integer version;
private LocalDateTime createTime;
private LocalDateTime updateTime;
}
```
### Repository 实现
```java
@Repository
public class InventorySegmentRepositoryImpl implements InventorySegmentRepository {
@Autowired
private InventorySegmentMapper inventorySegmentMapper;
@Override
public List<InventorySegmentDO> findByInventoryCode(String inventoryCode) {
return inventorySegmentMapper.selectList(
Wrappers.lambdaQuery(InventorySegmentDO.class)
.eq(InventorySegmentDO::getInventoryCode, inventoryCode)
.orderByAsc(InventorySegmentDO::getSegmentNo)
);
}
@Override
public InventorySegmentDO findByInventoryCodeAndSegment(
String inventoryCode, Integer segmentNo) {
return inventorySegmentMapper.selectOne(
Wrappers.lambdaQuery(InventorySegmentDO.class)
.eq(InventorySegmentDO::getInventoryCode, inventoryCode)
.eq(InventorySegmentDO::getSegmentNo, segmentNo)
);
}
@Override
public boolean updateWithVersion(InventorySegmentDO segment) {
int rows = inventorySegmentMapper.updateById(segment);
return rows > 0;
}
@Override
public int getTotalRemainingStock(String inventoryCode) {
return inventorySegmentMapper.selectList(
Wrappers.lambdaQuery(InventorySegmentDO.class)
.eq(InventorySegmentDO::getInventoryCode, inventoryCode)
).stream()
.mapToInt(InventorySegmentDO::getRemainingStock)
.sum();
}
}
```
### Service 实现
```java
@Service
public class SegmentedInventoryService {
@Autowired
private InventorySegmentRepository segmentRepository;
@Autowired
private InventoryLogRepository inventoryLogRepository;
private static final int SEGMENT_COUNT = 10; // 分段数量
private final AtomicInteger roundRobinCounter = new AtomicInteger(0);
/**
* 检查库存
*/
public Result<Boolean> checkInventory(String inventoryCode, Integer quantity) {
int totalStock = segmentRepository.getTotalRemainingStock(inventoryCode);
if (totalStock < quantity) {
return Result.fail("INSUFFICIENT_INVENTORY", "库存不足");
}
return Result.success(true);
}
/**
* 锁定库存(分段锁)
*/
@Transactional(rollbackFor = Exception.class)
public Result<Boolean> lockInventory(InventoryOperationDTO dto) {
int remainingQuantity = dto.getQuantity();
List<SegmentLockRecord> lockedSegments = new ArrayList<>();
// 轮询方式选择起始分段
int startSegment = roundRobinCounter.getAndIncrement() % SEGMENT_COUNT;
// 尝试从多个分段扣减库存
for (int i = 0; i < SEGMENT_COUNT && remainingQuantity > 0; i++) {
int segmentNo = (startSegment + i) % SEGMENT_COUNT;
// 查询该分段库存
InventorySegmentDO segment = segmentRepository
.findByInventoryCodeAndSegment(dto.getInventoryCode(), segmentNo);
if (segment == null || segment.getRemainingStock() <= 0) {
continue;
}
// 计算本次扣减数量
int deductQty = Math.min(remainingQuantity, segment.getRemainingStock());
// 扣减该段库存(乐观锁)
Integer beforeQty = segment.getRemainingStock();
segment.setRemainingStock(segment.getRemainingStock() - deductQty);
segment.setUpdateTime(LocalDateTime.now());
boolean success = segmentRepository.updateWithVersion(segment);
if (!success) {
// 乐观锁冲突,回滚已锁定的分段
rollbackLockedSegments(lockedSegments);
return Result.fail("INVENTORY_LOCK_FAILED", "库存锁定失败,请重试");
}
// 记录已锁定的分段
lockedSegments.add(new SegmentLockRecord(
segmentNo, deductQty, beforeQty, beforeQty - deductQty
));
remainingQuantity -= deductQty;
}
// 检查是否全部扣减成功
if (remainingQuantity > 0) {
rollbackLockedSegments(lockedSegments);
return Result.fail("INSUFFICIENT_INVENTORY", "库存不足");
}
// 记录日志
for (SegmentLockRecord record : lockedSegments) {
saveInventoryLog(
dto.getInventoryCode(),
record.getSegmentNo(),
InventoryOperationTypeEnum.LOCK.getCode(),
record.getQuantity(),
record.getBeforeQty(),
record.getAfterQty(),
dto.getOrderNo()
);
}
LogUtil.info("分段库存锁定成功: inventoryCode={}, quantity={}, segments={}",
dto.getInventoryCode(), dto.getQuantity(), lockedSegments.size());
return Result.success(true);
}
/**
* 释放库存
*/
@Transactional(rollbackFor = Exception.class)
public Result<Boolean> releaseInventory(InventoryOperationDTO dto) {
// 查询该订单锁定了哪些分段(从日志表查询)
List<InventoryLogDO> logs = inventoryLogRepository.findByOrderNo(dto.getOrderNo());
for (InventoryLogDO log : logs) {
if (!"LOCK".equals(log.getOperationType())) {
continue;
}
// 查询分段
InventorySegmentDO segment = segmentRepository
.findByInventoryCodeAndSegment(
log.getInventoryCode(),
log.getSegmentNo()
);
if (segment == null) {
continue;
}
// 释放库存
segment.setRemainingStock(
segment.getRemainingStock() + log.getQuantity()
);
segment.setUpdateTime(LocalDateTime.now());
segmentRepository.updateWithVersion(segment);
// 记录日志
saveInventoryLog(
log.getInventoryCode(),
log.getSegmentNo(),
InventoryOperationTypeEnum.RELEASE.getCode(),
log.getQuantity(),
segment.getRemainingStock() - log.getQuantity(),
segment.getRemainingStock(),
dto.getOrderNo()
);
}
return Result.success(true);
}
/**
* 回滚已锁定的分段
*/
private void rollbackLockedSegments(List<SegmentLockRecord> lockedSegments) {
for (SegmentLockRecord record : lockedSegments) {
try {
InventorySegmentDO segment = segmentRepository
.findByInventoryCodeAndSegment(
record.getInventoryCode(),
record.getSegmentNo()
);
if (segment != null) {
segment.setRemainingStock(
segment.getRemainingStock() + record.getQuantity()
);
segmentRepository.updateWithVersion(segment);
}
} catch (Exception e) {
LogUtil.error("回滚分段库存失败: segment={}", record, e);
}
}
}
private void saveInventoryLog(String inventoryCode, Integer segmentNo,
String operationType, Integer quantity,
Integer beforeQty, Integer afterQty, String orderNo) {
InventoryLogDO log = new InventoryLogDO();
log.setInventoryCode(inventoryCode);
log.setSegmentNo(segmentNo);
log.setOperationType(operationType);
log.setQuantity(quantity);
log.setBeforeQty(beforeQty);
log.setAfterQty(afterQty);
log.setOrderNo(orderNo);
log.setCreateTime(LocalDateTime.now());
inventoryLogRepository.save(log);
}
/**
* 分段锁定记录
*/
@Data
@AllArgsConstructor
private static class SegmentLockRecord {
private Integer segmentNo;
private Integer quantity;
private Integer beforeQty;
private Integer afterQty;
}
}
```
### 库存初始化
```java
@Service
public class InventorySegmentInitService {
@Autowired
private InventorySegmentRepository segmentRepository;
/**
* 初始化库存分段
*/
public void initInventorySegments(String inventoryCode, Integer totalStock) {
int segmentCount = 10;
int stockPerSegment = totalStock / segmentCount;
int remainder = totalStock % segmentCount;
for (int i = 0; i < segmentCount; i++) {
InventorySegmentDO segment = new InventorySegmentDO();
segment.setInventoryCode(inventoryCode);
segment.setSegmentNo(i);
// 最后一个分段包含余数
int stock = (i == segmentCount - 1)
? stockPerSegment + remainder
: stockPerSegment;
segment.setTotalStock(stock);
segment.setRemainingStock(stock);
segment.setSoldStock(0);
segment.setVersion(0);
segment.setCreateTime(LocalDateTime.now());
segment.setUpdateTime(LocalDateTime.now());
segmentRepository.save(segment);
}
LogUtil.info("库存分段初始化完成: inventoryCode={}, totalStock={}, segments={}",
inventoryCode, totalStock, segmentCount);
}
}
```
## 分段策略对比
### 轮询策略(推荐)
```java
// 优点:负载均衡,分布均匀
// 缺点:需要维护计数器
int segmentNo = roundRobinCounter.getAndIncrement() % SEGMENT_COUNT;
```
### Hash 策略
```java
// 优点:同一用户总是访问同一分段,缓存友好
// 缺点:可能分布不均
int segmentNo = Math.abs(userId.hashCode()) % SEGMENT_COUNT;
```
### 随机策略
```java
// 优点:实现简单
// 缺点:分布可能不均
int segmentNo = ThreadLocalRandom.current().nextInt(SEGMENT_COUNT);
```
## 性能分析
### 优势
- **并发性能高**:锁冲突降低 90%
- **可扩展性好**:可动态调整分段数
- **适合大库存**:库存越大,效果越明显
- **实现灵活**:可结合乐观锁或悲观锁
### 劣势
- **实现复杂**:需要管理多个分段
- **数据量增加**:存储空间增加 N 倍
- **回滚复杂**:失败时需要回滚多个分段
- **查询复杂**:需要聚合多个分段
### 性能指标
| 指标 | 数值 |
|------|------|
| QPS | ~20000 |
| 响应时间 | 10-20ms |
| 锁冲突率 | <1% |
| 存储开销 | 10倍 |
## 适用场景
### 推荐使用
- 库存数量巨大(> 10000
- 并发量极高(> 5000 QPS
- 可接受存储开销
- 需要高可用性
### 不推荐使用
- 库存数量少(< 1000
- 并发量低
- 存储资源紧张
- 实现复杂度要求低
## 优化建议
### 动态调整分段数
```java
public int calculateOptimalSegmentCount(int totalStock, int expectedQPS) {
// 根据库存和 QPS 计算最优分段数
// 每个分段至少 100 库存
int maxSegments = totalStock / 100;
// 每 1000 QPS 需要 1 个分段
int requiredSegments = expectedQPS / 1000;
return Math.min(maxSegments, Math.max(requiredSegments, 10));
}
```
### 分段再平衡
```java
@Scheduled(cron = "0 0 2 * * ?")
public void rebalanceSegments() {
List<String> inventoryCodes = inventoryRepository.findAllActiveCodes();
for (String code : inventoryCodes) {
List<InventorySegmentDO> segments = segmentRepository.findByInventoryCode(code);
// 计算平均库存
int totalStock = segments.stream()
.mapToInt(InventorySegmentDO::getRemainingStock)
.sum();
int avgStock = totalStock / segments.size();
// 检查是否需要再平衡
boolean needRebalance = segments.stream()
.anyMatch(s -> Math.abs(s.getRemainingStock() - avgStock) > avgStock * 0.3);
if (needRebalance) {
rebalanceInventorySegments(code, segments, avgStock);
}
}
}
```
## 与其他方案结合
### 分段锁 + Redis
```java
@Service
public class HybridInventoryService {
@Autowired
private RedisTemplate<String, Object> redisTemplate;
@Autowired
private InventorySegmentRepository segmentRepository;
/**
* Redis 分段 + 数据库分段
*/
public Result<Boolean> lockInventory(InventoryOperationDTO dto) {
// 选择分段
int segmentNo = selectSegment(dto);
// Redis 中扣减
String redisKey = String.format("inventory:%s:segment:%d",
dto.getInventoryCode(), segmentNo);
Long newStock = redisTemplate.opsForValue()
.decrement(redisKey, dto.getQuantity());
if (newStock < 0) {
// 回滚 Redis
redisTemplate.opsForValue().increment(redisKey, dto.getQuantity());
return Result.fail("INSUFFICIENT_INVENTORY", "库存不足");
}
// 异步同步到数据库
asyncSyncToDatabase(dto, segmentNo);
return Result.success(true);
}
}
```
## 故障处理
### 分段数据不一致
```java
@Scheduled(cron = "0 0 * * * ?")
public void checkSegmentConsistency() {
List<String> inventoryCodes = inventoryRepository.findAllActiveCodes();
for (String code : inventoryCodes) {
// 查询主库存
InventoryDO mainInventory = inventoryRepository.findByInventoryCode(code);
// 查询分段库存总和
int segmentTotal = segmentRepository.getTotalRemainingStock(code);
// 检查是否一致
if (!mainInventory.getRemainingStock().equals(segmentTotal)) {
LogUtil.error("分段库存不一致: inventoryCode={}, main={}, segments={}",
code, mainInventory.getRemainingStock(), segmentTotal);
// 以分段为准,修正主库存
mainInventory.setRemainingStock(segmentTotal);
inventoryRepository.save(mainInventory);
}
}
}
```
## 总结
分段锁方案通过将大库存拆分成多个小段,大幅降低锁冲突,适合超大库存的高并发场景。实现复杂度较高,但性能提升明显。可与 Redis 方案结合,实现更高性能。

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# 高并发库存解决方案
## 概述
本文档详细介绍了在高并发场景下,如何保证库存不超卖的多种技术方案。每种方案都包含原理分析、代码实现、性能对比和适用场景。
## 方案对比总览
| 方案 | QPS | 响应时间 | 超卖风险 | 实现复杂度 | 适用场景 |
|------|-----|---------|---------|-----------|---------|
| 乐观锁 | ~1000 | 50ms | 无 | 低 | 冲突率低 |
| 悲观锁 | ~500 | 100ms | 无 | 低 | 强一致性 |
| Redis 原子操作 | ~50000 | 2ms | 无 | 中 | 高并发 |
| 消息队列削峰 | ~10000 | 异步 | 无 | 高 | 流量削峰 |
| 分段锁 | ~20000 | 10ms | 无 | 高 | 超大库存 |
## 方案列表
1. [乐观锁方案](./01-乐观锁方案.md) - 当前实现
2. [悲观锁方案](./02-悲观锁方案.md) - SELECT FOR UPDATE
3. [Redis 原子操作方案](./03-Redis原子操作方案.md) - 推荐方案
4. [消息队列削峰方案](./04-消息队列削峰方案.md) - 异步处理
5. [分段锁方案](./05-分段锁方案.md) - 库存分片
## 推荐方案
根据不同的业务场景,推荐使用:
### 高并发秒杀场景
**推荐Redis 原子操作方案**
- QPS: 50000+
- 响应时间: 2-5ms
- 适合:库存数量大,并发量极高
### 普通电商场景
**推荐:乐观锁方案**
- QPS: 1000-3000
- 响应时间: 20-50ms
- 适合:并发量适中,实现简单
### 强一致性场景
**推荐:悲观锁方案**
- QPS: 500-1000
- 响应时间: 50-100ms
- 适合:对一致性要求极高,库存数量少
## 架构演进路径
```
阶段1乐观锁当前
↓ 并发量增加
阶段2Redis 原子操作
↓ 流量波动大
阶段3Redis + 消息队列
↓ 库存量巨大
阶段4分段锁 + Redis
```
## 相关文档
- [当前库存实现分析](./当前实现分析.md)
- [性能压测报告](./性能压测报告.md)
- [故障处理方案](./故障处理方案.md)